Bancorp International Group Inc (fka BCIT)

[weebie]

TD Ameritrade must deliver certificate and
compensatory damages:


AWARD
FINRA DISPUTE RESOLUTION
CASE #: 14-01410
Edward W. Kelley (Claimant) vs. TD Ameritrade, Inc. (Respondent)

REPRESENTATION OF PARTIES:
Claimant Edward W. Kelley appeared pro se.
For Respondent TD Ameritrade, Inc.: Meagan A. Lamberti, Esq., Law Offices of
Saretsky, Hart, Michaels & Gould, P.C., Birmingham, Michigan.

NATURE OF DISPUTE: Customer vs. Member
Statement of Claim filed on or about: May 6, 2014.
Statement of Answer filed on or about: July 8, 2014.
Amended Statement of Claim filed on or about: July 28, 2014.
Statement of Answer to Claimant's Amended Statement of Claim filed on or about:
August 15, 2014.

CASE SUMMARY: Claimant asserted the causes of action of willful interference with a
property interest and fraudulent claims. The causes of action relate to Respondent's
alleged refusal to carry out Claimant's securities entitlement and transfer Claimant's
securities interest in Bancorp International Group, Inc. ("BCIT").

RELIEF REQUESTED: In the Statement of Claim, as amended, Claimant requested: an
Order compelling Respondent to deliver a physical share certificate for 152,380 BCIT
shares in Claimant's name; compensatory damages in the amount of $1,610.98;
punitive damages in the amount of $3,221.96; costs in the amount of $175.00; and any
such other and further relief as the Arbitrator deemed just and proper.

AWARD: The Arbitrator has decided and determined in full and final resolution of the
issues submitted for determination as follows: Respondent is liable and shall pay to
Claimant compensatory damages in the amount of $1,610.98; Respondent shall
reimburse Claimant in the amount of $175.00 for the filing fee previously paid to FINRA
Dispute Resolution; Respondent is liable and must deliver to Claimant a physical share
certificate for 152,380 of BCIT shares; and any and all relief not specifically addressed
herein

http://finraawardsonline.finra.org/viewdocument.aspx?DocNB=65553