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Re: Warchest post# 13286

Wednesday, 10/29/2014 2:56:43 PM

Wednesday, October 29, 2014 2:56:43 PM

Post# of 14651
~~~>>> Carin Amaradio

President & Chief Compliance Officer
Any viable enterprise must operate with high standards of integrity and business ethics. In a Wealth Management Firm, these characteristics must be imbedded in daily business practices to the highest degree. Carin plays the central role in assuring compliance with all federal and state securities laws as well as all industry rules and regulations. Drawing on over 30 years of experience in the financial services industry, she leads a team dedicated to providing the highest level of service for our clients. Carin is committed to advancing the firm's capability and capacity by a persistent push for process improvement, cohesive team operations and enhanced technology to ensure a high level of client satisfaction and personalized experience. Carin insists on doing things right. She understands the rigors of maintaining compliance without impeding the development of client solutions. It is critical for SPM Wealth Advisors to be equipped to give counsel and advise our clients within a framework that is both accurate and informed.

For the past several years Carin and her husband Tony, have developed a passion for encouraging and teaching others in the area of charitable giving. They frequently speak at conferences around the country, sharing personal experiences as well as technical advice regarding charitable giving techniques. It is their hope and prayer that they can help others understand the joy and passion of giving to philanthropic and non-profit organizations. Carin is the proud mother of three beautiful daughters and five adorable grandchildren. She is passionate about her parenting responsibility and in her spare time enjoys joggong, sewing, reading and writing.

Professional Experience

Carin is the President and Chief Compliance Officer for Select Portfolio Management, Inc. and Select Money Management, Inc. She is also the CEO, President and Chief Compliance Officer of Broker Dealer - Securities Equity Group, Member FINRA & SIPC. She is a Registered Principal and Registered Representative (Series 24, 7, 6, 63, & 65) with Securities Equity Group as well. Carin also serves as the CEO and President of SPM Insurance Services, Inc., a wholesale life and annuity company she founded in 2005.

After a brief stint in retail store management she began her career in the financial services industry in the late 1970's. After passing the required industry examinations she was employed by Equitable Financial Companies, EVLICO and EQUICO Securities Inc. as a Registered Representative and Agent. Later in her career she served as General Manager, Registered Representative and Agent for Prudential Insurance Company of America and PRUCO Securities Corp.

In the mid eighties Carin assisted in the formation of AJA Financial Planners Inc. a Registered Advisory Firm and served as Vice President and Chief Compliance Officer. Then in 1993 Carin founded Select Portfolio Management, Inc. where she currently serves as Vice President and Chief Compliance Officer.

Building on the platform of diverse experience Carin formed her own Broker Dealer and was admitted to FINRA membership (previously NASD) in September of 1999. Her firm Securities Equity Group, Member FINRA & SIPC. began doing business with the public in April of 2000. She currently serves as CEO, President and Chief Compliance Officer for Securities Equity Group.

Carin is also President of SPM Insurance Services, Inc. another start-up enterprise. As recently as 2005, drawing on past experience in the insurance industry, Carin formed SPM Insurance Services, Inc. a wholesale fixed life and annuity company which serves insurance industry representatives offering marketing solutions, products and services within the highly competitive insurance industry.

Securities offered through Securities Equity Group | Registered Broker-Dealer
Member FINRA & SIPC
CA Insurance License # 0739364







~~~~> Tony Amaradio, MBA



Founder and Chief Strategist

Tony Amaradio is Founder and Chief Strategist of Select Portfolio Management, Inc. He is a visionary and innovator in the financial services industry, who early in his career, recognized the need for a comprehensive, integrated wealth management system for high net-worth clientele. After years of experience helping clients build, plan and preserve assets, Tony developed one of the first comprehensive wealth management models in the country. Recognizing that it would require a high level talent pool from financial, tax, legal and insurance to implement and manage his comprehensive integrated model, he recruited and surrounded himself with some of the finest and most experienced practitioners in the financial and legal domains.

Some of the most advanced strategies of financial, tax and asset protection plans available today have been designed, developed and implemented by Tony and his team. He is nationally known and is a sought after speaker for events all over the country. In Southern California, he is especially well known after hosting his own financial talk radio show “Market Talk” that aired daily for more than twenty years.

For the last several years Tony has followed his passion of devoting a third of his time to philanthropy and non-profit organizations. Numerous non-profit organizations call on Tony to be a guest speaker to help major donors improve their capacities and abilities to be more effective philanthropists.

Southern California has been home for Tony and his family since 1987, where he enjoys investing leisure time with his wife, Carin, three daughters and three granddaughters. Tony and his wife attend Crossline Community Church in Lake Forest, CA.

Professional Experience

A career in the financial services industry began over thirty years ago after completing an MBA with a concentration in both taxation and finance. Tony was recruited by a Fortune 500 company but elected to choose the financial services industry and never looked back. Quickly earning a reputation for achievement and generating results eventually led to the start-up of his firm. Since then, he has enjoyed serving clients and gaining a reputation of delivering “best in class” service. Over the years he has been the architect of some of the most advanced planning strategies in portfolio design, tax planning and asset protection. He specifically has hands on involvement in the design, implementation and pro-active monitoring of our client portfolios.

For more information about Tony, please visit www.tonyamaradio.com.

Securities offered through Securities Equity Group | Registered Broker-Dealer
Member FINRA & SIPC

http://tonyamaradio.com/





~~~>>> Dan Amaradio, CFP®

Wealth Advisor - Portfolio Manager
Dan is one of the senior members of the Select Portfolio Management team. As one of the more experienced Wealth Advisors, with over 23 years experience, his clients look to him for his in-depth knowledge of the wealth management process. As a Certified Financial Planner, Dan has used his expertise to help clients with their overall planning and helping them meet their financial goals and objectives within the realm of asset management, investing, tax planning, estate planning, insurance and retirement planning. Dan prides himself with communication and servicing of his clients as well as answering technical questions on the markets, the economy and the management of their portfolios.

Within a typical day, Dan is often the one that clients go to for technical questions on their financial planning needs, including specific investment products and money management programs. With the ever-changing world of finance, Dan keeps current with today's economic, tax and estate planning by attending workshops and seminars, as well as pursuing independent studies.

Dan is also a well known radio voice after 15 years of co-hosting the financial talk radio show "Market Talk" that aired in Southern California.

Professional Experience

Daniel Amaradio, CFP®, is a Portfolio Manager and Investment Advisor for Select Portfolio Management, Inc. (SPM). He is also a Registered Representative (Series 7, 6, 63) of Securities Equity Group, member FINRA & SIPC.

Dan began his financial services career in 1984. He completed his designation as a Certified Financial Planner in August of 1992. Dan has been in the financial services industry for over 20 years and has been involved in analyzing and monitoring market conditions to determine model chages for actively managed accounts. With over 10 years experience as a Portfolio Manager, Dan's contribution to the asset management team at Select Portfolio Management is invaluable. He provides technical research and recommendations as part of the management team. As a Certified Financial Planner for the firm, he also conducts introductory and investment advisory meetings with prospective and existing clients and designs plans for clients specific needs.

Securities offered through Securities Equity Group | Registered Broker-Dealer
Member FINRA & SIPC
CA Insurance License # 0732838



People

Tony Amaradio, MBA

Dan Amaradio, CFP®

Mark Goldsmith

Semir Amin

Gary McCarver, CFP®

Park Randazzo

Jay Adkisson, JD

Bob Johnson

Tony Jonas

Carin Amaradio

Laurie Thompson

Rob Kelly website registar linked to the big boys !!!!

http://www.corporationwiki.com/California/Dana-Point/anthony-j-amaradio/46986143.aspx


http://www.selectportfolio.com/about_spm/people/CarinAmaradio.html



Rob Kelly also the registar of this website as well
http://advisorroi.net/how-to-make-1000s-per-day-with-small-cap-stocks/


who is on the bottom !!! CATA



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