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Monday, 10/06/2014 10:27:49 AM

Monday, October 06, 2014 10:27:49 AM

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Investor Bulletin: Trading Suspensions

08/20/2014

The SEC’s Office of Investor Education and Advocacy is issuing this Investor Bulletin to help educate investors about the SEC’s rules and regulations related to trading suspensions. The federal securities laws generally allow the SEC to suspend trading in any stock for up to ten business days. This bulletin answers some of the typical questions we receive from investors about trading suspensions. A list of companies whose stock is currently subject to an SEC trading suspension, or which previously has been subject to an SEC trading suspension, may be found here.

http://investor.gov/news-alerts/investor-bulletins/investor-bulletin-trading-suspensions#.VC6-GN479tI

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