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Re: integral post# 73212

Friday, 07/25/2014 7:46:26 PM

Friday, July 25, 2014 7:46:26 PM

Post# of 220223
Betcha Finra listened to Janice, "Form 211 Information Repository: FINRA is soliciting comment on a proposal to make publicly available through FINRA’s website a repository of Form 211 information."

big smile

http://investorshub.advfn.com/boards/read_msg.aspx?message_id=104560810

It may be, in some cases. As you know, they can't accept compensation, and filing the Form 211 involved a fair amount of work. Some people--including MMs and Cromwell Coulson--would like for FINRA to change the rules so they could charge. I'm not sure how I feel about that.

FINRA has recently requested comment on its idea to start up a repository of Forms 211 filed. Among the questions they ask is whether companies should in some circumstances be required to update their documentation. Should that idea be adopted, I think perhaps the question of compensation for MMs should be revisited.

To bite the worm of incite is to bite the HOOK of the antagonist . They win .

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