Listed & Nasdaq | Banking and Finance

Washington Mutual Inc. (WAMUQ)

121618

11/21/2009 7:55:54 AM

Washington Mutual Preferred (WAMPQ)

14564

11/21/2009 4:55:58 AM

Wells Fargo & Co. (WFC)

878

11/21/2009 1:58:29 AM

CIT Group, Inc. (CITGQ)

3098

11/21/2009 1:37:24 AM

Expert Group, Inc. (EXPU)

32619

11/21/2009 12:39:48 AM

First National Entertainment Corp (FNAT)

1591

11/21/2009 12:23:34 AM

Knight Trading Group Inc (NITE)

11/20/2009 10:30:32 PM

GSC Investment (GNV)

578

11/20/2009 10:07:27 PM

Relm Real Estate Holdings (USOTC:RELM)

1837

11/20/2009 10:04:55 PM

First State Bancorp. (FSNM)

445

11/20/2009 9:25:28 PM

Come W@G the QQQQ (QQQQ)

60130

11/20/2009 6:32:45 PM

Midwest Banc Holdings Inc (MBHI)

11/20/2009 6:29:22 PM

Irwin Financial Corp. (IRWNQ)

11/20/2009 5:29:09 PM

Frontier Financial Corporation (FTBK)

11/20/2009 4:10:03 PM

Advanta Corp. - A Shares (ADVNQ)

145

11/20/2009 4:05:10 PM

Cit Grp. Prfd Z (fka CIT-Z) (CITEQ)

11/20/2009 2:59:56 PM

Cit Grp. Prfd C (fka CIT-C) (CITDQ)

11/20/2009 2:59:22 PM

Ambac Financial Group, Inc. (ABK)

4365

11/20/2009 2:57:27 PM

One Voice Technologies, Inc. (OVOE)

39566

11/20/2009 2:52:56 PM

Cit Grp. Pfd A (fka CIT-A) (CITBQ)

171

11/20/2009 2:12:43 PM

Corus Bankshares Inc. (CORS)

983

11/20/2009 1:57:53 PM

Guaranty Financial Group Inc. (GFGFQ)

278

11/20/2009 1:13:54 PM

Blackstone Group (BX)

579

11/20/2009 12:45:17 PM

Ariad Pharmaceuticals, Inc. (ARIA)

141

11/20/2009 12:39:40 PM

Key Bank (KEY)

11/20/2009 12:18:23 PM

CBBO — Columbia Bancorp (CBBO)

11/20/2009 12:12:10 PM

Freddie Mac (FRE)

16288

11/20/2009 11:44:28 AM

Superior Bancorp (SUPR)

11/20/2009 11:36:43 AM

Sun American Bancorp (SAMB)

11/20/2009 10:37:25 AM

JP Morgan Chase & Co. (JPM)

981

11/20/2009 10:18:11 AM

Bank of Granite Corporation (GRAN)

11/20/2009 9:11:52 AM

Fannie Mae (FNM)

7060

11/20/2009 9:00:40 AM

Goldman Sachs Group Inc. (GS)

370

11/20/2009 6:27:11 AM

Synovus (SNV)

11/20/2009 12:11:40 AM

pacific rim mining (pmu)

209

11/19/2009 8:22:50 PM

CoinStar (CSTR)

11/19/2009 7:52:33 PM

The Colonial BancGroup, Inc (CBCGQ)

562

11/19/2009 4:37:10 PM

Lehman Brothers Holdings Inc. (LEHMQ)

7270

11/19/2009 2:34:46 PM

MasterCard (MA)

469

11/19/2009 12:41:07 PM

UCBH Holdings, Inc. (UCBH)

121

11/19/2009 12:32:38 PM

HARTFORD FIN SVC (HIG)

346

11/19/2009 12:31:28 PM

Harleysville National Bank (HNBC)

11/19/2009 1:53:18 AM

MRU Holdings Inc. (UNCLQ)

11/18/2009 9:41:34 PM

Advanta Corp. - B Shares (ADVBQ)

11/18/2009 4:17:34 PM

Citizens Republic Bancorp (CRBC)

200

11/18/2009 3:00:14 PM

Huntington Bancshares, Inc. (HBAN)

369

11/18/2009 10:40:50 AM

Fremont General Financing 9% TOPrS (FMNPQ)

11/18/2009 1:12:08 AM

iStar Financial Incorporated (SFI)

261

11/17/2009 10:32:46 PM

Regions Financial Corp. (RF)

141

11/17/2009 9:03:00 PM

Security Bank Corporation (SBKCQ)

11/17/2009 8:29:28 PM

Mutual Merchant Services, Inc. (MUTM)

11/17/2009 3:15:01 PM

BankUnited Financial Corporation (BKUNQ)

1587

11/17/2009 1:08:17 PM

Apollo Investment Corporation (AINV)

11/17/2009 12:28:48 PM

Barclays PLC (BCS)

11/17/2009 12:32:46 AM

Citigroup (C)

6148

11/16/2009 8:42:02 AM

Blackrock, Inc. (BLK)

11/16/2009 8:33:51 AM

Berkshire Bank (BHLB)

11/15/2009 9:10:37 PM

Allied Irish Banks (AIB)

484

11/13/2009 7:14:02 PM

Altria Group (MO)

2137

11/13/2009 12:56:56 PM

Corning, Inc. (GLW)

311

11/13/2009 10:42:52 AM

Doral Financial Corp. (DRL)

11/13/2009 7:14:32 AM

Sancon Resources Recovery Inc. (SRRY)

1878

11/12/2009 10:26:56 PM

Qwest Communications International Inc (Q)

121

11/12/2009 5:41:44 PM

American Capital Strategies (ACAS)

1145

11/12/2009 4:35:23 PM

CAPITAL TRUST (CT)

11/12/2009 3:31:41 PM

W Holding Company Inc (WHI)

11/12/2009 10:14:51 AM

Sooner Holdings Inc (SOON)

1027

11/12/2009 9:47:15 AM

RPFG — Rainier Pacific Financial Group, Inc. (RPFG)

11/11/2009 2:05:51 PM

VOYAGER ENTERTAINMENT INTL INC (VEII)

11/11/2009 10:28:04 AM

Pacific Vegas Global Strategies (PVEG)

198

11/11/2009 12:33:01 AM

Walter Investment Management Corp (WAC)

11/10/2009 8:57:58 PM

Bank of America Corp. (BAC)

6149

11/10/2009 7:53:16 PM

Homeowners Choice, Inc. (HCII)

11/10/2009 5:11:59 PM

MBIA Inc. (MBI)

11/10/2009 2:16:47 PM

Dusa Pharma (Dusa)

11/10/2009 8:55:14 AM

Nanobac Pharmaceuticals (NNBP)

561

11/9/2009 3:57:01 PM

APOLO GOLD, INC (APLL)

11/9/2009 2:49:17 PM

SYNCORA HOLDINGS LTD (SYCRF)

204

11/9/2009 1:49:10 PM

Rockwell Automation (ROK)

480

11/9/2009 12:17:52 PM

LegalOpinion.com (LAWW)

11/7/2009 2:48:40 AM

Ameritrade (AMTD)

13715

11/6/2009 2:42:18 PM

PennyMac Mortgage Investment Trust (PMT)

11/6/2009 12:00:36 PM

Fortress Investment Group LLC (FIG)

11/6/2009 11:57:11 AM

ROYAL BANK ADS (RBS)

188

11/6/2009 11:51:11 AM

Newcastle Investment Corp. (NCT)

11/6/2009 11:36:38 AM

Privatebancorp Inc. (PVTB)

11/6/2009 11:19:30 AM

FNDS 3000 Corp (FDTC)

125

11/5/2009 2:47:56 PM

Invesco Mortgage Capital Inc (IVR)

11/5/2009 8:36:55 AM

Life Partners Holdings, Inc. (LPHI)

457

11/4/2009 2:08:52 PM

Hampton Roads Bankshares Inc. (HMPR)

11/4/2009 1:39:14 PM

Aleritas Capital Corporation (ARTA)

4719

11/3/2009 4:22:39 PM

Popular, Inc. (BPOP)

156

11/2/2009 1:06:13 PM

FutureVest, Inc. (BARX)

179

11/2/2009 10:56:11 AM

Moody's (MCO)

11/2/2009 1:11:51 AM

Safeguard Scientifics Inc. (SFE)

120

11/1/2009 5:53:18 PM

Central Fund of Canada (CEF)

156

11/1/2009 5:37:29 PM

First Marblehead Corp (FMD)

104

11/1/2009 9:56:33 AM

First Regional Bancorp (FRGB)

10/30/2009 5:46:07 PM

Rubicon Financial, Inc. (RBCF)

10/30/2009 9:59:38 AM

Phi Group, Inc (PHIE)

2133

10/28/2009 5:26:08 PM