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SEC Suspensions & Revocations

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Moderator: Renee Assistants: scion, janice shell, flaflyersfan, sunspotter, Stock Barber, Veronicafox
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Last Post: 3/22/2017 11:31:18 AM - Followers: 200 - Board type: Premium - Posts Today: 0

This board will be a compilation of all stocks that have been Suspended and / or revoked by the SEC since 2010.

The board will be for reference purposes for all I-Hubbers to locate all SEC Suspensions, Administrative Proceedings, SEC Litigations, Department of Justice (D.O.J.) / FBI charges, and Revocations on one board.

Incidental posts must be specifically about an SEC Suspension, SEC Administrative Proceeding, SEC Litigation, SEC Administrative Law Judge Revocation, or D.O.J. / FBI criminal investigation and / or charges.



Here are a couple of search engine links that show SEC revocations(some people can't use one or the other):

https://startpage.com/do/search?query=site%3Asec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&cat=web&pl=chrome&language=english

http://www.google.com/#hl=en&tbo=d&sclient=psy-ab&q=site:sec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&oq=site:sec.gov+Commission+order+revoking+Exchange+Act+registration+%5BSection+12(j)%5D&gs_l=serp.3...82416.88542.0.89000.13.13.0.0.0.1.100.899.12j1.13.0.les%3B..0.0...1c.1.D3wI44i_TGg&pbx=1&fp=1&bpcl=39967673&biw=1519&bih=914&bav=on.2,or.r_gc.r_pw.r_qf.&cad=b
Thanks BBseller for the heads up.




PostSubject
#1865  Sticky Note Complete list of SEC suspended stocks from January Renee 01/01/17 05:21:39 PM
#207  Sticky Note Shareholders of suspended stocks should study many other Renee 09/18/12 09:26:03 AM
#1913   Revoked: CSWG: Renee 03/22/17 11:31:18 AM
#1912   Revoked: VMPT, WPTH: Renee 03/22/17 11:30:10 AM
#1911   Revoked: PABK Renee 03/22/17 09:56:00 AM
#1910   Revoked: SGMG: Renee 03/22/17 09:52:33 AM
#1909   CHBO, CTXIF, CHWG, SCXN, TRYLF: SEC Suspension for Renee 03/22/17 09:47:31 AM
#1908   UBIQ also had two letters from the SEC Renee 03/20/17 10:15:34 AM
#1907   UBIQ missing only one 10K and 3 10Q's 236T568 03/20/17 10:07:38 AM
#1906   UBIQ SEC Suspension for delinquent Financials / Filings: Renee 03/20/17 09:34:57 AM
#1905   Revoked: LSTS, MXSS: Renee 03/06/17 09:45:09 AM
#1904   Revoked: CCAA, CHRN, DSTI Renee 03/06/17 09:40:56 AM
#1903   Revoked: SOFN: Renee 03/06/17 09:35:00 AM
#1902   FINRA deleted symbol: ANFD Renee 03/03/17 07:24:00 PM
#1901   DHOXY, DHOXQ, DHHXF (all the same company): SEC Renee 03/03/17 09:56:02 AM
#1900   CIRC, CNLG, PUNK, WSGI: SEC Suspension for severely Renee 03/03/17 09:50:16 AM
#1898   Odd indeed that the symbol remains as a Renee 02/28/17 09:27:27 AM
#1897   Indeed. I don't want you to think Brad S 02/28/17 09:24:41 AM
#1896   FINRA has been a reliable source for all Renee 02/28/17 09:20:28 AM
#1895   So what you're saying is, CYKS could have Brad S 02/28/17 09:14:14 AM
#1894   Before I began posting SEC Suspensions and FINRA Renee 02/28/17 09:11:47 AM
#1893   No, Finra didn't delete the symbol yet, or Brad S 02/28/17 08:58:03 AM
#1892   CKYS was put on the Grey Market after Renee 02/28/17 08:55:21 AM
#1891   Yeah, I know. My point was, why Brad S 02/28/17 08:48:52 AM
#1890   CKYS was suspended on Feb. 5,2007. My list Renee 02/28/17 08:45:28 AM
#1889   ??? Where the hell is CKYS? Brad S 02/28/17 08:33:39 AM
#1888   Revoked: BEYSQ, CCBD, HMBT, LRRA, MBIF, MLDS: Renee 02/28/17 08:25:06 AM
#1887   Revoked: AENP: Renee 02/28/17 08:19:53 AM
#1886   Revoked: MGNLF Renee 02/21/17 09:41:32 AM
#1885   Revoked: ACLP: Renee 02/21/17 09:39:14 AM
#1884   Revoked: IAGM, RPID: Renee 02/21/17 09:36:29 AM
#1883   Revoked: KLXC Renee 02/21/17 09:33:07 AM
#1882   PPMH SEC Suspension: Renee 02/16/17 09:35:04 AM
#1881   FINRA deleted symbol: MOAK Renee 02/09/17 06:47:12 PM
#1880   Revoked: OXFC: Renee 02/08/17 09:34:22 AM
#1879   FTNW re-registered with the SEC: Renee 02/07/17 05:00:58 PM
#1878   Revoked: DRGZ, EGLA, FEECQ: Renee 02/06/17 09:37:13 AM
#1877   AVTCQ (FINRA deleted symbol), JGAC, MOAK, PWREQ (FINRA Renee 02/03/17 08:08:13 AM
#1876   Revoked: BILB Renee 01/30/17 09:36:31 AM
#1875   PXRB SEC Suspension: Renee 01/23/17 09:34:35 AM
#1874   FINRA deleted symbol: SCTZ: Renee 01/20/17 05:10:31 PM
#1873   FINRA deleted symbol: OVLG: Renee 01/17/17 04:58:12 PM
#1872   FINRA deleted symbols: ALLD, AQMT: Renee 01/17/17 04:57:26 PM
#1871   FINRA deleted symbol: CDBH: Renee 01/17/17 04:45:01 PM
#1870   Revoked: ZLUS (*** Suspended in 2011 but Admin Renee 01/13/17 09:46:47 AM
#1869   Revoked: QLTS, SPBU: Renee 01/13/17 09:40:19 AM
#1868   Revoked: SIRG: Renee 01/13/17 09:39:36 AM
#1867   Revoked: CCBEF: Renee 01/04/17 09:37:14 AM
#1866   FINRA deleted symbol: UPRD: Renee 01/03/17 04:52:09 PM
#1865   Complete list of SEC suspended stocks from January Renee 01/01/17 05:21:39 PM
#1864   FINRA deleted symbol: MPVC: Renee 12/30/16 05:22:15 PM
#1863   FINRA deleted symbol: SPHT: Renee 12/30/16 05:21:38 PM
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